Paul Erickson, Judy L. Klein, Lorraine Daston, Rebecca Lemov, Thomas Sturm, Michael D. Gordin, How Reason Almost Lost Its Mind. The Strange Career of Cold War Rationality, Chicago (Ill.), University of Chicago Press, 2013
Is rationality as clean and well-defined concept, such as a system of
axioms, or rather a sticky syrup, like a “bowl of molasses”? Philosophers, at
least within the analytic tradition, usually opt for axiomatic definitions and
a paradigmatic illustration is, for instance, expected utility theory (EUT).
Established by von Neumann and Morgenstern in 1947, and expanded later by
Savage in 1954, it quickly became the paradigm for the analysis of decisions
between uncertain alternatives, until the accumulation of experimental
anomalies forced economists to search for alternatives –although none has
completely displaced it, as of today. The normative appeal of EUT (as a warrant
of consistency in our decisions) still captivates philosophers, but all this
anomalies have forced us to rethink whether there is some axiomatic unity in
our rational choices or whether our decisions are like molasses and EUT is just
one bowl containing some.
Herbert Simon made the remark about the bowl of molasses commenting on how “the irrational is the boundary
of the rational” (115). As I read it, How
reason almost lost its mind(CWR from now on) is a book about such
boundaries: the concepts that came to define rationality among the social
scientists around the 1950s and 1960s would not have hold together were it not
for the context (the bowl) provided
by the Cold War.
The ideal type of Cold War Rationality (3-4) would be a formal algorithm
providing mechanically the best solution for a given problem. These algorithms
would originate in the analytical decomposition of the actions of a person of
“seasoned experience and proven judgment” (43), so that anyone could implement
such sets of rules and obtain the same success. Human calculators, computing
variables for astronomers in many 19th and 20th century
observatories, provide a paradigm of the rationality that Cold War would
generalize, thanks mostly to the success of algorithms in foundational research
on the paradoxes of set theory. Ideas then flew from the more abstract regions
of mathematics to the social sciences, in a process accelerated by the II World
War and its posterity.
One major issue in the historiography of rational choice theory is to
what extent it was shaped by such context: for instance, is it something more
than a formal rendition of the neoliberal ideology that emerged after the war?
In this case, we may wonder whether the rules defining rationality were somehow
tainted by their military uses. The answer of CWR seems mostly negative. For a
start, Cold War Rationality is something more than a simple combination of
decision and game theory. Bounded rationality was just as much a Cold War
product. The organization of the airlift that would provide basic supplies to
Berlin during the Soviet blockade started a research agenda on military
management that ultimately led Herbert Simon to defend the necessity of
non-optimizing decision rules. The limitations of information and computing
power that plagued such projects left no alternative.
Even further from rational choice standards, but equally part of Cold
War rationality was Charles Osgood’s GRIT, the acronym for “graduated and
reciprocated initiatives for tension reduction”. Osgood, a psychologist,
studied strategies for de-escalating conflicts –paradigmatically, in the
nuclear arms race. Osgood did not establish his decision rules on formal
grounds and, as CWR point out, they were difficult to test experimentally. But
nonetheless they had the algorithmic form distinctive of the era. And there is
even more to Cold War rationality. Rules did not only emerge in theoretical
contexts as a solution to a given problem, be it formal or not. There was also
empirical research on how rules emerged, via the analysis of “situations”.
These were small group interactions placed in a context that could be
externally controlled and observed: e.g., a negotiation in a room with
microphones and one-way mirrors, as the one used by Robert Bales at the Harvard
Laboratory of Social Relations in the 1950s. Decomposing the interaction into
its minimal elements and coding how often they featured would allow social
scientists to engineer future exchanges so that they yielded the desired
outcomes.
If Cold War rationality is so diverse (and showing it is a major
contribution of this book), we may well grant that its content was not
constrained by one single agenda. But then what brings all these different
algorithms together under the umbrella of rationality? The bowl containing this
molasses would have been the military demand for procedures that could handle
the complexity of Cold War issues –from nuclear strategies to logistics and
negotiation processes. Military budgets funded research according to their
needs, independently of any disciplinary boundary. The RAND Corporation was
probably the most successful hotbed of Cold War rationality, but we can find
research programs tied to the military in University departments all over the
United States.
According to CWR, the threat of a nuclear conflictwas powerful enough to
break through the different paradigms then available for the study of decision
making and bring them into a real debate. Had it not been for the Cold War, the
topic might have been studied along more conventional disciplinary paths, with
a different level of mutual engagement.Just as it happened after the end of the
Cold War. When the bowl of military demand cracked, the molasses of rationality
spilled in a plethora of experiments that showed a plurality of decision rules
at work (namely, heuristics and biases), more or less deviant regarding formal
standards of rational choice.
CWR shows, in sum, that Cold War rationality was more diverse than
rational choice theory and that the one
in the many, bringing together all such diversity, was the nuclear threat
providing the context. Both points are carefully argued and I have learnt a
great deal with this volume. But, of course, it is my task to challenge them
–trying to live up, I hope, to the spirit of those foundational Cold War
debates.
Starting with diversity, the authors define their ideal type in the most
encompassing manner, but they often argue as if the canon within Cold War rationality was rational choice theory. I
don’t think, at least, that any other of the approaches discussed in the book
exhibits to the same degree the features of the type listed in p.5: formal
methods modelling self-interested individuals in conflict, with a radical
simplification of the circumstances and a step-by-step impersonal approach to a
solution. As the authors acknowledge (p. 94), GRIT rulesfor conflict resolution
are not as algorithmic as the identification of Nash equilibria. Even if the
setting put individuals in conflict, situation rooms apparently neither sought
nor yieldeddecision rules (p. 124). And certainly “the collapse of Cold War
rationality” came with experimental tests of rational choice models. The other
research agendas sparked by the nuclear threat apparently did not make it that
far: whereas Cold War results in, e.g., game theory are still part of the
standard curriculum in some social sciences, most other topics addressed in
this book only belong in the history of their disciplines.
Why not telling the story of Cold War rationality, in all its diversity,
giving its weight to its difference constituents? At this point it wouldn’t
seem Whiggish, just an acknowledgment of the longer reach of rational choice
theory among Cold War theories. My impression is that the authors do not seem
very inclined to make such distinction, because they implicitly disagree with
the sort of social science associated with rational choice theory (e.g., “the
notoriously mean and lean Homo economicus”,
p. 185), and they treat it as if its time was already past. This is how I make
sense, at least, of the title of the book: “How Reason Almost Lost its Mind”.
The reduction of rationality to formal decision models seems was often achieved
“at the expense of reason” (p.2), where this latter is understood as the sort
of Enlightened wisdom that an automaton can just poorly imitate. The “almost”
in the title seems to suggest that the Cold War is over and there is a chance
for reason to regain its grounds. Thereby, perhaps, the surprise at
philosophers still spending so much time on rational choice theory as of today
(p. 187). But what are the reasonable alternatives that we should be discussing
instead?
I would have expected though that a historical analysis of Cold War rationality
would have made explicit instances of such alternatives at the point where they
were perhaps considered and discarded. Taking up again, by way of instance,
EUT, it might have been more fruitfulto discuss how a reasonable decision rule
from the Enlightement(Bernoullian utility functions) became the standard of
Cold War decision making? After all, choosing between uncertain alternatives
according to an average (expected utility maximization) is just an option among
others (why not focusing on the variance). What made it so attractivecirca
1940?Can we explain its normative appeal on a priori considerations (such as Savage’s
Dutch Book argument) or is it also ideological?After all, the alternatives to
EUT now under construction among decision theorists (prospect theory, etc.) are
closer to Cold War rationality standards than to any sort of mindful reason.
And this was the case already in the 1950s: think of Allais’ arguments about
the reasonability of EUT. So what is the reason beyond rationality in CWR?
Alternatively, we may
wonder whether the Cold War is really over, as far as the idea of rationality in
the social sciences is concerned. The contextual pressure of a nuclear threat
may have propelled the deployment of rational choice theory in the social
sciences. But probably something else is keeping it in place now, for the right
or the wrong reasons.Reading CWR I cannot understand well why such algorithmic
standards of rationality still prevail. The answer might not be epistemic at
all: since the American military and the policy makers were mostly alone on the
demand side for rationality during the Cold War, I can’t help wondering whether
they were satisfied with the outcome they funded so generously. Perhaps the
survival of Cold War Rationality is, after all, the survival of the intellectual
institutions that won such War. Historians are certainly among the few who can
answer that.
{September, 2014}
{History of the Human sciences, 2017}
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